USPTO Patents Application 09870801

NOV 1 3 2001

0MB No. 0651-0011

A7 INFORMATION DISCLOSURE CITATION

Atty. Docket No.

Serial No.: 09/870.801

Examiner: - ti i ol Yet Agsign^ 3^U>v VM T% 0^

Applicant:

Karl L. Ginter, et al.

Filing Date:

June 1, 2001

Group:

2132

U.S. PATENT DOCUMENTS

Examiner
Initiar

Document
Number

Issue
Date

Name

Class

Sub
Class

Filing Date
If Appropriate

3,573,747

04/71

Adams et al.

'\^^

-p. —

3,609,697^

09/71

Blevins

HIT

3,796,830

03/74

Smith

3,798,359 ^

03/74

Feistel

3,798,360^

03/74

Feistel

3,798,605 ^

03/74

Feistel

3,806,882

04/74

Clarke

3,829,833 ^

08/74

9^

3,906,448

09/75

Henriques

~: — '

7 --^

3,911,397 ^

10/75

Freeny^^^^

OS- / //9'1(,

3,924,065 ^

12/75

Freeny^,^^^

ne

3,931,504 f}^

01/76

Jacoby

3,946,220 ^

03/76

Brobeck et al.

3,956,615 /J

05/76

Anderson et al.

3,958,081

05/76

Ehrsam et al.

-LTL

3,970,992 ^

07/76

Boothroyd et al.

0 (> M/ni^

4,048,619 ^

09/77

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Ho

/rv

—

4,071,911 ^

01/78

Mazur

4,112,421 ^

09/78

Freeny^5>^

J'

4.120,030^

10/78

Johnstone

4,163,280 ^

07/79

Mori et al.

-gd—

4,168,396 ^

09/79

Best

4,196,310 ^

04/80

Forman et al.

-L-L

l(lo^//ni

4,200,913 /|

04/80

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NO

4,209,787^

06/80

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4,217,588 ^

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4,220,991 ^

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Hamano et al.

Page 1 of 21

0MB No. 0651-0011

(57/ INFORMATION DISCLOSURE CITATION

' ' ^.m^'

Atty. Docket No.: OMSTUDOI -1 8000

Serial No.: 09/870,801

Applicant:

Karl L. Ginter, at al.

Examiner: N o t Y a t A j j ignc d -^,^^^^

Filing Date:

June 1, 2001

Group:

2132

U.S. PATENT DOCUMENTS

Examiner
Initial*

Document
Number

Issue
Date

Name

Class

Sub
Class

Filing Date
If Appropriate

4,232,193^

11/80

Gerard

4.232,317^;^

11/80

Freenyj^^

—

4,236,217 /j

11/80

Kennedy

ley

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4,253,157^

02/81

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0 9 Mi /Off

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4,262,329 n

04/81

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4,265,371 ^

05/81

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4,270,182

05/81

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4,278,837^

07/81

Best

HP

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4,305,131 ^

12/81

Best

4,306,289 ^

12/81

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4,309,569 ^

01/82

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4,319,079 fj.

03/82

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4,323,921

04/82

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4,328,544^

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4,337,483 ^

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4,361,877/^

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4,454,594^

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4,458,315^

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Page 2 of 21

NOV 1 3 2001

0MB No. 0651

S/ INFORMATION DISCLOSURE CITATION

Atty. Docket No.: 07451.0001-18000

Serial No.: 09/870.801

Applicant: Karl L. Ginter, et al.

Examiner: fjot ¥ot Aooigrred- j-iA, "p lOarOjV

Filing Date: June 1,2001

Group: 2132

U.S. PATENT DOCUMENTS

Examiner
Initial*

Document
Number

Issue
Date

Name

Class

Sub
Class

Filing Date
If Appropriate

11/84

Block et al.

(PV-

4.494,156^

01/85

Kadison et al.

Hi

4.513.174 <^

04/85

Herman

nh9/i9P/

4,528.588 ^

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4,528.643 /!}

07/85

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11/85

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4,558.176^

12/85

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-Q^ —

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12/85

Schnnldt et al.

4.562,306 f\

12/85

Chou et al.

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4,562,495 ^

12/85

Bond et al.

IP

-j^

4.577,289 ^

03/86

Comerford et al.

no

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4,584,641

04/86

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4,588,991/^

05/86

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4,589,064 fj.

05/86

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-M —

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4,593,376 ^

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4,597.058 ^

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02/87

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4.646.234^

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4,652,990^

03/87

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Page 3 of 21

0MB No. 0651-0011

FORMATION DISCLOSURE CITATION

Atty. Docket No.:

8000

Serial No.: 09/870,801

Applicant:

Karl L. Ginter, et al.

Examiner: . Not Y e^ A^^ i 9 ne^^^^^.^>y^ TlQdJ^r^

Filing Date:

June 1, 2001

Group:

2132

U.S. PATENT DOCUMENTS

Examiner
Initial*

Document
Number

Issue
Date

Name

Class

Sub
Class

Filing Date
If Appropriate

4,683.553 ^

07/87

Mollier

y

4.685,056

08/87

Barnsdale et al.

4.688,169 ^

08/87

Joshi

—9^ —

4.691.350 ^

09/87

Kleijne et al.

4.696.034 ^

09/87

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yol/i//9e<r

4,701,846/^

10/87

Ikeda et al.

—gp- —

4,712.238^

12/87

Gilhousen et al.

Oil

4,713.753 ^

12/87

Boebert et al.

&0

4.740.890 ^

04/88

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4,747,139^

05/88

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Mvi /m

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4,757,534 ^

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4.791,565^

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4,799,156/^

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jilt

4,807,288 ^

02/89

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7, A)

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4,817.140 ^

03/89

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4,823,264 ^

04/89

Deming

4,827,508 ^

05/89

Shear

4,858,121 ^

08/89

Barber et al.

_^ —

4.864,494 ^

09/89

Kobus

4,868,877 fj

09/89

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(rHu( IW

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nini nu

4,924,378 ^

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"9 (k)

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4,949,187^

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3^<P

Page 4 of 21

\ 3 M

0MB No. 0651-0011

^ylNFORMATION DISCLOSURE CITATION

Atty. Docket No.: 6f^§^)m^^'^ 8000

Serial No.: 09/870,801

Applicant: Karl L. Ginter, et al.

Examiner: ttef^^eLftssiflD^ TMi^,^

Filing Date: June 1, 2001

Group: 2132

U.S. PATENT DOCUMENTS

Examiner
Initial*

Document
Number

Issue
Date

Name

Class

Sub
Class

Filing Date
If Appropriate

4,977,594 ^

12/90

Shear

—m

4,999,806

03/91

Chernow et al.

3v>y

— ^

5,001,752^

03/91

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5,005,122^

04/91

Griffin et al.

5,005,200

04/91

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5,010,571 ^

04/91

Katznelson

A ^

n, ^0

5,023,907 ^

06/91

Johnson et al.

5,047,928

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5,050,213^

09/91

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Ifo

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5,091,966 ^

02/92

Bloomberg et al.

H

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5,103,392 ^

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5,103,476 ^

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Waite et al.

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5, 111, 390

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5,136,646^

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01/ 6P/l9P/

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5,146,575 ^

09/92

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5,148,481 ^

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5,163,091 ^

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hl(J/990

5,168,147^

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nhilhh

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5,185,717/^}

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5,187,787 ^

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Skeen et al.

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Page 5 of 21

0MB No. 0651-0011

NFORMATION DISCLOSURE CITATION

Atty. Docket No. : 8000

Serial No.: 09/870,801

Applicant: Karl L. Ginter, et al.

bxammer: wsnret AssigUHCf J ^f^y, (J^ Q,^^

Filing Date: June 1, 2001

Group: 2132

U.S. PATENT DOCUMENTS

Examiner
Initiar

Document
Number

Issue
Date

Name

Class

Sub
Class

Filing Date
If Appropriate

5,201, 046

04/93

Goldberg et al.

—

5,201,047^

04/93

Maki et al.

5,208,748^

05/93

Flores et al.

5,214,702 ^

05/93

Fischer

k7 — :

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5,216,603^

06/93

Flores et al.

5,221,833

06/93

Hecht

^

5,222.134 ^

06/93

Waite et al.

Y '

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5,224,160 ^

06/93

Paulini et al.

5.224,163 ^

06/93

Gasser et al.

5,235,642 ^

08/93

Wobber et al.

5,245.165^

09/93

Zhang

5.247,575 ^

09/93

Sprague et al.

9

5,257,369 ^

10/93

Skeen et al.

—m

5,260,999

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>

5,265,164^

11/93

Matyas et al.

-j^

5,276,735 ^

01/94

Boebert et al.

^/

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5,280,479

01/94

Mary

oUn//9n

5.285,494 ^

02/94

Sprecher et al.

5,301,231 ^

04/94

Abraham et al.

5,311,591

05/94

Fischer

-M

5,319,705 ^

06/94

Halter et al.

/o/uf/9n.

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lot I hi/ 9^

-9^

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Fischer

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5,341,429 ^

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Stringer et al.

5,343,527\g

08/94

Moore et al.

/o/zi/jm

0/^

5,347,579^

09/94

Blandford

Page 6 of 21

n ^ u.

OMB No. 0651-0011

ORMATION DISCLOSURE CITATION

Atty. Docket No.: 074^^^1^8000

Serial No.: 09/870,801

Applicant:

Karl L. Ginter, et al.

Examiner: Mot Yet Accignod ^ y> £7^ a^.w

Filing Date:

June 1, 2001

Group:

2132

U.S. PATENT DOCUMENTS

Examiner
Initial*

Document
Number

Issue
Date

Name

Class

Sub
Class

Filing Date
If Appropriate

5,351,293^

09/94

Michener et al.

_ g\

5,355,474 f)

11/94

Thurasingham et al.

(jft)

5,373,561 ^

12/94

Haber et al.

5,388,21 1

02/95

Hornbuckle

QP

5,390,247 ^

02/95

Fischer

5,390,330^

02/95

Talati

-M-

5.392,220 ^

02/95

Van den Hamer et al.

5,392.390 ^

02/95

Crozier

5,394.469 ^

02/95

Nagel et al.

^_

5,410.598 ^

04/95

Shear

5,412,717 ^

05/95

Fischer

5,421,006 ^

05/95

Jablon

5.422,953 ^

06/95

Fischer

JPO

5.428,606 /Cj

06/95

Moskowitz

5.432,950 iq.

07/95

Bibigtroth

5.438,508 ^

08/95

Wyman

go

5.442,645 ^

08/95

Ugon

5.444,779 ^

08/95

Daniele

1

—

5.449,895 A

09/95

Hecht et al.

yy

(IP

5,449,896 ^

09/95

Hecht et al.

ITS'

5,450,493 ^

09/95

Maher

5,453,601 ^

09/95

Rosen

5,453,605 ^

09/95

Hecht et al.

5.455,407^

10/95

Rosen

5.455,861 ^

10/95

Faucher et al.

9

5.455,953 ^

10/95

Russell

5.457,746/9

10/95

Dolphin

H-

Page 7 of 21

0MB No. 0651-0011

INFORMATION DISCLOSURE CITATION

Atty. Docket No.: '^"^l^^DgfiS&l'- 18000

Serial No.: 09/870,801

Applicant: Karl L. Ginter, et al.

Examiner: J^ot Yet Aceignod. Jt^^y^ 7-. Q^^^^

Filing Date: June 1,2001

Group: 2132

U.S. PATENT DOCUMENTS

Exanniner
Initial*

Document
Number

Issue
Date

Name

Class

Sub
Class

Filing Date
If Appropriate

5,463,565/5

10/95

Cookson et al.

5,473,687 ^

12/95

Lipscomb et al.

5,473,692 ^

12/95

Davis

5,479,509 ^

12/95

Ugon

/ / /

5,485,622

01/96

Yamaki

5,491,800^

02/96

Goldsmith et al.

in

Mm.

5,497,479 ^

03/96

Hombuckle

m

5,497,491 ^

03/96

Mitchell et al.

1^0%

5,499,298^

03/96

Narasimhalu et al.

5,504,757 ^

04/96

Cook et al.

-JM.

5,504,818 ^

04/96

Okano

A i i

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04/96

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3^

5,508,913^

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5,509,070 ^

^/96

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j /

5,513,261 ^

04/96

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5,530,235 ^

06/96

Stefiketal. )

5,530,752 /J

06/96

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V-

5,533,123 ^

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—Q^ —

5 534 975 n

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Steflk et al

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5,537,526 ^

07/96

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5,539,735

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Mo

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5,539,828 ^

07/96

Davis

.Sii

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5,550,971 ^

08/96

Brunner et al.

5,553,282 ^

09/96

Parrish et al.

5,557,518 ^

09/96

Rosen

5,557,798 ^

09/96

Skeen et al.

^ 9^

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5,563,946 ^

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Cooper et al.

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Page 8 of 21

0MB No. 0651-0011

INFORr

.DISCLOSURE CITATION

Atty. Docket No.: 07451.0001-18000 / %^

^ Serial No.: 09/870,801

Applicant: Karl L. Ginter, et al. \^ '♦"^ i:

/Examiner: 4^ot Yet Aaaigned^ TfAf^llh Tl /%rrC-W

^

Filing Date: June 1,2001

^IrnADt^"^

Group: 2132

U.S. PATENT DOCUMENTS

Examiner
Initial

Document
iMUmDer

Issue
Ddte

Name

Class

Sub

Filing Date

If Annrnnriato

c ceo ceo /\

5,5do,5o2 f-

10/9b

Davis

3 (PO

/

C C70 CTO y%

5,572,673 ^

'I A /QC

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Page 9 of 21

0MB No. 0651-0011

.DISCLOSURE CITATION

Atty. Docket No.: 0745 1.0001-1 8000 / ^ ""A

Serial No.: 09/870,801

Applicant: Karl L. Ginter. et al.l ^.7
— — ^ ^

Examiner: J^Yet Aootgnod -Jlj^^fjl^ (p) (XrCTM

Filing Date: June 1,2001 x^5rR»0^^^

Group: 2132

U.S. PATENT DOCUMENTS

Examiner
Initial*

Document
Number

Issue
Date

Name

Class

Sub
Class

Filing Date
if Appropriate

5,754,849 ^

05/98

Dyer et al.

5,757,914 ^

05/98

McManis

5,758,152 Pi

05/98

LeTourneau

5,765,152

01/98

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5,768,426 ^

06/98

Rhoads

5,892,900 ^

04/99

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m

5,896,454 ^

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5,910, 987^

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5,915,019 ^

06/99

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^Bi7oef/?r?

5,917,912^

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5,920.861 ^

07/99

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5,943,422/^

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\?0

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3

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6,157,721 ^

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6,1 85,683^3 j

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6,237,786

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05/01

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6.253,193 ^ 1

06/01

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6,292,569 y

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Page 10 of 21

•

INFORMS

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^ 0MB No. 0651-0011
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Atty. Docket No.:

07451.0001-18000 /

, Serial No.: 09/870,801

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Applicant:

Karl L. G inter, et al. I

Examiner: +ten'et^fe5tgn5r J(^(jv^V^ ?• A/^r(M,i

Filing Date:

June 1,2001

^

Group: 2132

FOREIGN PATENT DOCUMENTS

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INFOI

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DISCLOSURE CITATION

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Serial No.: 09/870.801

Applicant: Karl L. Ginter, et al.U " c.7

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Filing Date: June 1,2001 .\<fy

Group: 2132

FOREIGN PATENT DOCUMENTS

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#

INFORr

0MB No. 0651-0011

DISCLOSURE CITATION

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Atty. Docket No.: 07451.0001-18000 ^ \

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Applicant: Karl L. Ginter, et al. L ^ 3 iOO' ^
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Filing Date: June 1.2001 ^>

Group: 2132

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Document
Number

Publication
Date

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Class

Sub
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EP 0 800 312 A1

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Page 13 of 21

^ ^ 0MB No. 0651-0011
INFORMTSl^ DISCLOSURE CITATION

Atty. Docket No.: 07451 .0001 -I8OO0/ ,om ^\

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Serial No.: 09/870,801

Applicant: Karl L. Ginter, et al.\ ^ S j
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Examiner: •N©tOteUUsiif^X^^^V1 /^0/>rrJ/W

Filing Date: June 1,2001 ^^57- ^^0^

Group: 2132

FOREIGN PATENT DOCUMENTS

Document
Number

Publication
Date

Country

Class

Sub
Class

Translation
Yes or No

GB-A2136175 /]

09/84

United Kingdom

GB2264796A (IBM)

09/93

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OTHER DOCUMENTS (Including Author, Title, Date, Pertinent Pages, etc.)

David Arneke and Donna Cunningham. Document from the Internet: AT&T encrvDtion svstem protects information
services, (News Release). Jan. 9. 1995. 1 paae.

Claude Baqaett. Cable's Emerqina Role in the Information Suoerhiahwav, Cable Labs, (undated). 13 slides.

Theodore Sedgwick Barassi, Document from Internet: The Cvbernotarv: Public Kev Registration and Certification
and Authentication of International Legal Transactions, (undated). 4 oaaes.

Hugh Barnes, memo to Henry LaMuth, subject: George Gilder articles, May 31, 1994, 2 pages.

Comments in the Matter of Public Hearing and Request for Comments on the International Aspects of the National

Information Infrastructure. Before the Department of Commerce, Auq. 12. 1994. pp. 1-15 (comments of Dan Bart).

Michael Baum. "Worldwide Electronic Commerce: Law, Policv and Controls Conference," Nov. 11. 1993. 18
pages.

Robert M. Best. Preventing Software Piracv With Crvpto-Microprocessors. Digest of Papers, VLSI: New
Architectural Horizons, Feb. 1980, pp. 466-69.

Richard L. Bisbey, II and Gerald J. Popek. Encapsulation: An Approach to Qperatinq Svstem Securitv,
(USC/lnformation Science Institute, Marina Del Rey, CA), Oct. 1973, pp. 666-75.

Rolf Blom, Robert Forchheimer, et al.. Encryption Methods in Data Networks. Ericsson Technics. No. 2. Stockholm,
Sweden, 1978.

Rick E. Bruner. Document from the Internet: Power Aqent. NetBot help advertisers reach Internet shoppers. Auq.
1997. 3 paqes.

Denise Caruso, Technoloqv. Diqital Commerce: 2 plans for watermarks, which can bind proof of authorship to
electronic works, N.Y. Times. Auo. 7. 1995. p. D5.

A. K. Choudhurv, N.F. Maxemchuck, et al., Copvriqht Protection for Electronic Publishinq Over Computer
Networks. (AT&T Bell Laboratories, Murrav Hill. N.J.) June 1994. 17 paoes.

Tim Clark. Ad service qives cash back, Document from the Internet:
www.news.com/News/ltem/0,4, 13050. 00. html (visited Aug. 4, 1997), 2 pages.

Page 14 of 21

INFOR

DISCLOSURE CITATION

0MB No. 0651-0011

Atty. Docket No.: 07451 .0001-18000

Serial No.: 09/870,801

Applicant:

Karl L. Ginter, et al.
June 1,2001

Examiner: ^ Net Yot Ao ei g no cH

Filing Date:

Group:

2132

OTHER DOCUMENTS (Including Author, Title, Date, Pertinent Pages, etc.)

Frederick B. Cohen, Operatina Svstenn Protection Through Proqram Evolution. 8246 Computers & Security, No. 6.
(Oxford, Great Britain) October 1993, pp. 565-84.

Donna Cunninqham. David Arneke, et a!., Document from the Internet: AT&T, VLSI Technoloav loin to improve
info hiqhwav security. (News Release) Jan. 31. 1995. 3 pages.

LorcaR uempscy snu oiuari VV6IIJ6I, 1 lie vvdrwicK iviciaudid vvorKsnup. r\ rramcworK lor ine UGpioyrneni ot
Resource Description. D-LIb Magazine, July 15. 1996.

/%

Dorothy E. Denning and Peter J. Denning. Data Security. 11 Computing Surveys No. 3, Sep. 1979. pp. 227-249.

Whitfield Diffie and Martin E. Hellman. New Directions in Cryptography, IEEE Transactions on Information Theory,
Vol. 22, No. 6, Nov. 1976, pp. 644-51.

Whitfield Diffie and Martin E. Hellman. Privacy and Authentication: An Introduction to Cryptography. Proceedings
of the IEEE, Vol. 67, No. 3, Mar. 1979, pp. 397-427.

Stephen R. Dussee and Burton S. Kaliski, A Cryptographic Library for the Motorola 56000. Advances in Cryptology-
Proceedings of Eurocrypt 90, (I.M. Damgard, ed., Springer-Verlag) 1991, pp. 230-44.

Esther Dyson. Intellectual Value. WIRED Magazine, July 1995. pp. 136-41 and 182-83.

Science, space and technology. Hearing before Subcomm. On Technology, Environment, and Aviation. May 26,

1994 (testimony of D. Linda Garcia),

James Gleick. Dead as a Dollar, The New York Times Magazine. June 16, 1996, Sect. 6. pp. 26-30. 35. 42. 50. 54.

Fred Greguras, Document from Internet: Softie Symposium '95. Copyright Clearances and Moral Rights. Dec. 11,
1995, 3 pages.

Louis C. Guillou. Smart Cards and Conditional Access. Advances in Cryptography - Proceedings of EuroCrypt 84
(T. Beth et al, Ed., Spnnger-Veriag, 1985) pp. 480-90.

Harry H. Harman. Modern Factor Analysis. Third Edition Revised. University of Chicago Press. Chicago and
London, 1976.

Amir Herzberg and Shiomit S. Pinter, Public Protection of Software, ACM Transactions on Computer Systems, Vol.
o, iNo. iNOV. lyo/, pp. Of i-oyo.

Jud Hofmann, Interfacing the Nil to User Homes. (Consumer Electronic Bus. Committee) NIST. July 1994. 12
slides.

Jud Hofmann. Interfacing the Nil to User Homes. Electronic Industries Association. (Consumer Electronic Bus
Committee) (undated), 14 slides.

Stannie Holt. Document from the Internet: Start-up promises user confidentiality in Web marketing service.
InfoWorld Electric News (updated Aug. 13. 1997).

Jay J. Jiang and David W. Conrath. A Concept-based Approach to Retrieval from an Electronic Industrial Directory.
International Journal of Electronic Commerce, Vol. 1, No. 1 (Fall 1996) pp. 51-72.

Debra Jones. Document from the Internet: Top Tech Stories. PowerAgent Introduces First internet 'Informediary' to
Empower and Protect Consumers, (updated Aug. 13, 1997) 3 pages.

Page 15 of 21

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INFOR

DISCLOSURE CITATION

Atty. Docket No.: 07451 .0001-18000

Serial No.: 09/870.801

Applicant:

Karl L. Ginter, et al. x-n

Examiner: -^fat- YoWVoo t gned ^^^-*!-^'

Filing Date:

June 1, 2001

Group:

2132

OTHER DOCUMENTS (Including Author, Title, Date, Pertinent Pages, etc.)

Kevin Kelly, E-Monev , Whole earth Review, Sunnmer 1993, pp. 40-59.

Stephen Thomas Kent, Protecting Externally Supplied Software in Small Computers . (MIT/LCS/TR-255) Sep. 1980
254 pages.

David M. Kristol, Steven H. Low and Nicholas F. Maxemchuk, Anonvmous Internet Mercantile Protocol , (AT&T Bell
Laboratories, Murray Hill, NJ) Draft: Mar. 17, 1994.

Carl Lagoze, The Warwick Framework, A Container Architecture for Diverse Sets of Metadata . D-Lib Magazine,
July/Aug. 1996.

Mika Lanza, e-mail, George Gilder's Fifth Article-Digital Darkhorse - Newspapers . Feb. 21, 1994.

Steven Levy, E-Money. That's What I Want . WIRED, Dec. 1994, 10 pages.

Steven H. Low and Nicholas F. Maxemchuk, Anonvmous Credit Cards . AT&T Bell Laboratories, Proceedings of the
2nd ACM Conference on Computer and Communication Security, Fairfax, VA, Nov. 2-4, 1994, 10 pages.

Steven H. Low, Nicholas F. Maxemchuk, and Sanjoy Paul, Anonvmous Credit Cards and its Collusion Analysis
(AT&T Bell Laboratories, Murray hill, N.J.) Oct 10, 1994, 18 pages.

S.H. Low, N.F. Maxemchuk, et al., Document Marking and Identification using both Line and word Shifting (AT&T
Bell Laboratories, Murray Hill, N.J.) July 29, 1994, 22 pages.

Malcolm Maclachlan, Document from the Internet: PowerAgent Debuts Spam-Free Marketing , TechWire, Aug. 13,
1997, 3 pages.

N.F. Maxemchuk, Electronic Document Distribution . (AT&T Bell Laboratories, Murray Hill, N.J.) (undated).

Eric Milbrandt, Document from the Internet: Steganography Info and Archive , 1996, 2 pages.

Ryoichi Mori and Masaji Kawahara, Superdistribution: The Concept and the Architecture . THE TRANSACTONS
OF THE EIEICE. V. E73, No. 7. Tol<yo, Japan, July 1990.

Walter S. Mossberg, Personal Technology. Threats to Privacy On-Line Become More Worrisome . The Wall Street
Journal, Oct. 24, 1996.

Nicholas Negroponte, Some Thoughts on Likely and Expected Communications Scenarios: A Rebuttal .
Telecommunications, Jan. 1993, pp. 41-42.

Nicholas Negroponte, Electronic Word of Mouth , WIRED, OcL 1996, p. 218.

Peter G. Neumann, Robert S. Boyer, et al., A Provably Secure Operating System: The System. Its Applications,
and Proofs . Computer Science Laboratory Report CSL-116, Second Edition, SRI International, Jun. 1980.

Joseph n. Pelton (Dr.), Why Nicholas Negroponte is Wrong About the Future of Telecommunications .
Telecommunications, Jan. 1993, pp. 35-40.

Gordon Rankine (Dr.), THOMAS--A Complete Single-Chip RSA Device . Advances in Cryptography, Proceedings of
CRYPTO 86. (A.M. Odiyzl<o Ed.. Springer-Verlag) 1987. pp. 480-87.

Arthur K. Reilly, Input to the 'International Telecommunications Hearings.' Panel 1: Component Technologies of
the NII/GIL Standards Committee Tl-Telecommunciations (undated).

Page 16 of 21

0MB No. 0651-0011

INFORMATION DISCLOSURE CITATION

Atty. Docket No.: 07451.0001-18000

Serial No.: 09/870,801

Karl L. Ginter, et al. ^ MDV 1 3 2fl01 „ | Examiner: f ^ J otYotAoo i g ned37/(^f^7h%i/^^^yvi

Applicant:

Filing Date:

June 1, 2001

Group:

2132

OTHER DOCUMENTS (Including Author, Title, Date, Pertinent Pages, etc.)

Paul Resnick and Hal R. Varion, Recommender Systems . Communications of the ACM, Vol. 40, No. 3, Mar. 199^
pp. 56-89.

Lance Rose, Cyberspace and the Legal Matrix: Laws or Confusion?, 1991 .

Steve Rosenthal, Interactive Network: Viewers Get Involved. New Media. Dec. 1992. pp. 30-31.

Steve Rosenthal, Interactive TV: The Gold Rush is on . New Media, Dec. 1992, pp. 27-29.

Steve Rosenthal, Mega Channels . New Media, Sept. 1993, pp. 36-46.

Edward Rothstein, Technology Connections. Making the Internet come to you through 'push* technology , N.Y.
Times, Jan. 20, 1997, p. D5.

Ken Rutkowski, Document form Internet: PowerAgent Introduces First Internet 'Informediarv' to Empower and
Protect Consumers . Tech Talk News Story, Aug. 4, 1997, 1 page

Ira Sager (Edited by). Bits & Bytes . Business Week, Sept. 23, 1996, p. 142E.

Schlosstein, Steven, America: The G7's Comeback Kid . INTERNATIONAL ECONOMY, June/July 1993, 5 pages.

Ingrid Scnaumueller-BichI and Ernst Piller, A method of Software Protection Based on the Use of Smart Cards and
Cryptographic Technigues . (undated), 9 pages.

Jurgen Schumann, Pattern Classification, a Unified View of Statistical and Neural Approaches . John Wiley & Sons,
Inc.. 1996.

Victor Shear, Solutions for CD-ROM Pricing and Data Security Problems . CD ROM Yearbook 1988-1989
(Microisoft Press 1988 or 1989) pp. 530-33.

Olin Sibert et al., DigiBox: A Self-Protecting Container for Information Commerce . Proceedings of the First
USENIX Workshop on Electronic Commerce, New York, NY, July 1995, 9 pages.

Olin Sibert et a!.. Securing the Content. Not the Wire, for Information Commerce . InterTrust Technologies
Corporation, 1996, 12 pages.

Karl Siuda, Security Services in Telecommunications Networks . Seminar: Mapping New Applications Onto New
Technologies, edited by B. Plattner and P. Gunzburger; Zurich, Mar. 8-10, 1988, pp. 45-52, XP000215989.

Sean Smith and J.D. Tygar, Signed Vector Timestamps: A Secure Protocol for Partial Order Time . CMU-93-116,
School of Computer Science Carnegie Mellon University, Pittsburgh, Pennsylvania, October 1991; version of Feb.
1993, 15 pages.

Mark Stefik, Letting Loose the Light: Igniting Commerce in Electronic Publication . (Xerox PARC, Palo Alto, CA)
1994-1995, 35 pages.

Mark Stefik, Letting Loose the Light: Igniting Commerce in Electronic Publication . Internet Dreams: Archetypes,
Myths, and Metaphors. Massachusetts Institute of Technology, 1996, pp. 219-53,

Mark Stefik, Chapter 7. Classification . Introduction to Knowledge Systems (Morgan Kaufmann Publishers, Inc.
1995) pp. 543-607.

Tom Stephenson, The Info Infrastructure Initiative: Data Super Highways and You . Advanced Imaging, May 1993,
pp. 73-74.

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Atty. Docket No.: 07451.0001-18000 /
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"^WialNo.: 09/870,801 ^

Applicant: Karl L. Ginter, et al.
\A. ^

j^aminer: Yet Assigned>3-^j^y^%^^^

Filing Date: June 1.2001 ^^-CEM''^

-^Group: 2132 ' <^

1 X"^' 1

OTHER DOCUMENTS (Including Author, Title, Date, Pertinent Pages, etc.) <^

Bruce Sterlina, Literary freeware: Not for Commercial Use, remarks at Comouters. Freedom and Private
Conference IV, Chicago, IL, Mar. 26, 1994.

Bruno Struif, the Use of Chipcards for Electronic Signatures and EncrvDtion. Proceedinas for the 1989 Conference
on VSLI and Computer Peripherals, IEEE Computer Society Press, 1989, pp. (4)155-(4)158.

J.D. Tvaar and Bennet Yee, Crvptoaraphv: It's Not Just for Electronic Mail Anymore. CMU-CS-93-107, School of
Computer Science Carnegie Mellon University, Pittsburgh, PA, Mar. 1, 1993, 21 pages.

J.D. Tvaar and Bennet Yee. Dvad: A Svstem for Usina Phvsicallv Secure Coprocessors. School of Computer
Science, Carnegie Mellon University, Pittsburgh, PA (undated), 41 pages.

J. D. Tvaar and Bennett Yee. Dvad: A Svstem for Using Phvsicallv Secure Coprocessors. School of Computer
Science, Carnegie Mellon University, Pittsburgh, PA, May 1991, 36 pages.

T, Valovic, The Role of Computer Networkina in the Emerainp Virtual Marketplace, Telecommunications, (undated),
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Joan Voiaht. Bevond the Banner. Wired. Dec, 1996. pp. 196. 200. 204.

Olcvcll VUnUci riaal , L^UUUl llcl IL llUltl lllc IIILcillt^i. r^UWolML^Cl 11 i-aUllLrMco OUll III lot Ulal Oci VIOC, IfUclaULIVc VVc^C^rv,

Aug. 4, 1997, 1 page.

#-

Robert Weber, Meterinp Technologies for Diqital Intellectual Property. A Report to the International Federation of
Reproduction Rights Organisations (Boston, MA), Oct 1994, pp. 1-29.

Robert Weber. Document from the Internet: Digital Rights Management Technologies. Oct 1995. 21 pages.

Robert Weber, Digital Rights Management Technologies. A Report to the International Federation of Reproduction
Rights Organisations, Northeast Consulting Resources, Inc., Oct. 1995, 49 pages.

Adele Weder. Life on the Infohighwav. INSITE. (undated), pp. 23-25.

Steve H. Weingart. Physical Security for the ABYSS System. (IBM Thomas J. Watson Research Center, Yorktown
Heights, NY), 1987, pp. 52-58.

Daniel J. Weitzner. A Statement on EFF's Open Platform Campaign as of November. 1993. 3 pages.

Steve R. White, ABYSS: A Trusted Architecture for Software Protection. (IBM Thomas J. Watson Research
Center, Yorktown Heights, NY), 1987, pp. 38-50.

Bennet Yee. Using Secure Coprocessors. CMU-CS-94-149. School of Computer Science, Carnegie Mellon
University, Pittsburgh, PA, 1994, 94 pages.

Frank Yellin, Document from the Internet: Low Level Security in Java. Sun Microsystems. 1996. 8 pages.

Symposium: Applications Reauirements for Innovative Video Programming: How to Foster (or Cripple) Program
Development Opportunities for Interactive Video Programs Delivered on Optical Media: A Challenge for the

Introduction of DVD (Digital Video Disc) (19-20 Oct. 1995. Sheraton Universal Hotel, Universal City CA).

Argent Information, Q&A Sheet, Document from the Internet: <http://www.digital-watermark.com/>. Copyright
1995, The DICE Company, (last modified June 16, 1996), 7 pages.

New Products. Systems and Services. AT&T TECHNOLOGY, Vol. 9. No. 4. (undated), pp. 16-19.

Page 18 of 21

" " 0MB No. 0651-0011

INFORIVMiria^BrbDISCLOSURE CITATION

Atty. Docket No.: 07451.0001-18000 / 1
— — MOV 1 3 2001

Sfeerial No.: 09/870.801

Applicant: Karl L. Ginter, et al. \^ ^

'Examiner: .tJot Y9t-Accigne4 J-^ r^7%rr^

Filing Date: June 1.2001 "^/ftar.F^a'^l^^

'Group: 2132 \ ^ ^

OTHER DOCUMENTS (Including Author, Title, Date, Pertinent Pages, etc.) ^

Cable Television and America's Telecommunications Infrastructure . (National Cable Television Association, ^

Washington, D.C.), Apr. 1993, 19 pages.

CD ROM: Introducing . . . The Workflow CD-ROM Sampler (Creative Networks, MCI Mail: Creative Networks,
Inc.), (undated).

Codercard. Basic Coder Subsystem (Interstate Electronics Corp., Anaheim, CA), (undated) 4 pages.

Collection of documents including: Protecting Electronicallv Published Properties, Increasing Publishing Profits .
(Electronic Publishing Resources Inc.,) Jan. 1993, 25 pages.

Communications of the ACM . Vol. 39, No. 6, June 1996, 130 pages.

Communications of the ACM . "Intelligent Agents," Vol. 37, No. 7, July 1994, 170 pages.

Computer Systems Policy Proiect (CSSP). Perspectives on the National Information Infrastructure: Ensuring
Interoperability , Feb. 1994, 5 slides.

DiscStore (Electronic Publishing Resources, Chevy Chase, MD), 1991.

DSP56000/DSP56001 Digital Signal Processor User's Manual . (Motorola), 1990, p. 2-2.

A Supplement to Midrange Systems, Premenos Corp. White Paper: The Future of Electronic Commerce^,
Document from Internet: <webmaster@premenos.com> . Aug. 1995, 4 pages.

CGI Common Gateway Interface , Document from the Internet: cgi@ncsa.uiuc.edu . 1996, 1 page.

HotJava™: The Security Story , Document from the Internet: (undated) 4 pages.

About the Digital Notary Service , Document from the Internet: info@suretv.com >, (Surety Technologies), 1994-5, 6
pages.

Templar Overview: Premenos , Document from the Internet: info@templar.net (undated), 4 pages.

Templar Software and services, Secure, Reliable, Standards-Based EDI Over the Internet: Document from the
Internet: info@templar.net. (premenos) (undated), 1 page.

JAVASOFT. Freguently Asked Questions-Applet Security , Document from Internet: java@java.sun.com June 7.
1996, 8 pages.

News from The Document Company XEROX, Xerox Announces Software Kit for Creating 'Working Documents'
with Dataglvphs Document from Internet: Nov. 6, 1995, 13 pages.

Premenos Announces Templar 2.0~Next Generation Software for Secure Internet EDI, Document from Internet:
< webmaster@templar.net> . Jan. 17, 1996, 1 page.

WEPIN Store, Stenography (Hidden Writing) . Document from Internet: (Common Law), 1995, 1 page.

Sag's durch die Blume , Document from Internet: marit@schulung.netuse.de. (German), (undated), 5 pages.

A Publication of the Electronic Frontier Foundation , EFFector Online Volume 6 No. 6., Dec. 6, 1993, 8 pages.

EIA and TIA White Paper on National Information Infrastructure , The Electronic Industries Association and the
Telecommunications Industry Association, Washington, D.C., (undated).

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Atty. Docket No.: 07451.0001-18000

Serial No.: 09/870,801

%

Applicant:

Karl L. Ginter, et al.

Examiner: 4fet-¥et Ass i g ned-'y

Filing Date:

June 1, 2001

Group:

2132

OTHER DOCUMENTS (Including Author, Title, Date, Pertinent Pages, etc.)

Electronic Currency Requirements. XIWT (Cross Industry Working Group), (undated).

Electronic Publishing Resources Inc. Protecting Electronically Published Properties Increasing Publishing Profits
(Electronic Publishing Resources, Chevy Chase, MD) 1991, 19 pages.

What is Firefly? , Document from the Internet: www.ffly.com . (Firefly Network. Inc.) Firefly revision: 41.4,
(Copyright 1995, 1996), 1 page.

First CI I Honeywell Bull International Symposium on Computer Security and Confidentiality . Conference Text, Jan.
26-28, 1981, pp. 1-21.

Framework for National information Infrastructure Services , Draft, U.S. Department of Commerce, July 1994^

0

Framework for National Information Infrastructure Services . NISI, July 1994, 12 Slides.

Intellectual Property and the National Information Infrastructure, a Preliminary Draft of the Report of the Working
Group on Intellectual Property Rights . Green paper, July 1994, 141 pages.

Multimedia Mixed Object Envelopes Supporting a Graduated Fee Scheme Via Encryption . IBM Technical
Disclosure Bulletin, Vol. 37, No. 3. 1 Mar. 1994, pp. 413-17, XP000441522.

Transformer Rules Strategy for Software Distribution Mechanism-Support Products . IBM Technical Disclosure
Bulletin, Vol. 37, No. 4B, Apr. 1994, pp. 523-25, XP000451335.

lISP Break Out Session Report for Group Number 3. Standards Development and Tracking System , (undated).

Information Infrastructure Standards Panel: Nil "The Information Superhighway ". NationsBank - HGDeal - ASC X9,
(undated), 15 pages.

Invoice? What's an Invoice? . Business week, June 10, 1996, pages 110-112.

#2

Micro Card (Micro Card Technologies, Inc., Dallas. TX), (undated), 4 pages.

Background on the Administration's Telecommunications Policy Reform Initiative . News Release, The White
House, Office of the President, Jan. 1 1 , 1994, 7 pages.

Nil. Architecture Reguirements. XIWT . (undated).

Symposium: Open System Environment Architectural Framework for National Information Infrastructure Services
and Standards, in Support of National Class Distributed Systems . Distributed System Engineering Program
Sponsor Group, Draft 1 .0, Aug. 5, 1994, 34 pages.

Proper Use of Consumer Information on the Internet . Document from the Internet, White Paper, (Power Agent Inc.,
Menio Park, CA) June 1997, 9 pages.

What the Experts Are Reporting on PowerAgent . Document from the Internet, PowerAgent Press Releases, Aug.
13, 1997, 6 pages.

What the Experts are Reporting on PowerAgent . Document from the Internet, PowerAgent Press Releases, Aug. 4,
1997, 5 pages.

Portland Software's Ziplock . Internet Information, Copyright Portland Software 1996-1997, 12 pages.

Pag

Press Release, National Semiconductor and EPR Partner for Information Metering/Data Security Cards (Mar. 4,
1994).

age 20 of 21

INF0RMA1

DISCLOSURE CITATION

0MB No. 0651-0011

Atty. Docket No.: 07451.0001-18000 [ ' \

^Serial No.: 09/870,801 ^

Applicant: Karl L. Ginter. et al. U \ 3 200?

^txaminer: NeH^eln^tesigfted "f^i^^^^

Filing Date: June 1,2001 ^ _^<.^

/Group: 2132 \ J

OTHER DOCUMENTS (Including Author, Title, Date, Pertinent Pages, etc.)

R01 (Personal Library Software, 1987 or 1988). ^

R01 - Solving Critical Electronics Publishing Problems (Personal Library Software, 1987 or 1988).

Servina the Communitv: A Public Interest Vision of the National Information Infrastructure. Computer Professionals

for Social Responsibility, Executive Summary (undated).

Soecial Report, The Internet: Fulfillinq the Promise: Lvnch. Clifford. The Internet Bringina Order from Chaos:
Resnick, Paul. Search the Internet, Hearst, Marti A., Filterinq Information on the Internet: Stefik. Mark. Interfaces for
Searchinq the Web: Scientific American. Mar. 1997, pp. 49-56. 62-67, 68-72, 78-81.

The 1:1 Future of the Electronic Marketplace: Return to a Huntinq and Gatherinq Societv. (undated). 2 oaaes.

The Benefits of RDI for database Protection and Usaqe Based Billinq (Personal Librarv Software. 1987 or 1988).

The New Alexandria No. 1, Alexandria Institute, July-Auq. 1986. dd. 1-12.

Is Advertisinq Reallv Dead?. Wired 1.02. Part 2. 1994.

How Can 1 Put an Access Counter on My Home Paqe?, World Wide Web FAQ, 1996. 1 oaqe.

XIWT Cross Industry Working Team, July 1994, 5 pages.

Examiner J ^^^y^ H /^/fr^r.W

Date Considered 0^ /O^V-/ qj) 0^

*Examiner: Initial if reference considered, whether or not citation is in conformance with MPEP 609; draw line
through citation if not in conformance and not considered. Include copy of this form with next
communication to applicant.

Form PT0 1449

Patent and Trademark Office - U.S. Department of Commerce

Page 21 of 21